Smallcap Portfolio

UPDATED ON

Sep 25

About this portfolio

Description

Smallcap holds up to 12 small caps above $200M trading at $1 or more. Selection follows the model's conviction in each name.

Strategy

Equal capital goes into every recommendation. Recommendations are published a few hours before the open and placed as market orders, so buys and sells fill at the opening price. There is no maximum holding period: a position exits when the model no longer selects it or when the stop is hit. Every position carries a 25% stop-loss: if the price touches it during the day, the position is sold there, at 75% of its entry price. Reported returns are measured from those opening prices and include every stop-loss exit.

Holdings:12
New Additions:3
Removed:3

Holdings12

NEW

CBLL

CeriBell, Inc.
Sector:Healthcare
Industry:Medical - Devices
Market Cap:$0.93B
Analysts Target:+12%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
59.3%
46.4%
26.9%
NEW

TKNO

Alpha Teknova, Inc.
Sector:Healthcare
Industry:Drug Manufacturers - Specialty & Generic
Market Cap:$0.42B
Analysts Target:+2%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
46.8%
71.3%
52.4%
NEW

ETON

Eton Pharmaceuticals, Inc.
Sector:Healthcare
Industry:Drug Manufacturers - Specialty & Generic
Market Cap:$1.52B
Analysts Target:+20%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
62.2%
52.0%
45.7%

OABI

OmniAb, Inc.
Sector:Healthcare
Industry:Biotechnology
Market Cap:$0.65B
Analysts Target:-10%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
53.9%
50.6%
43.6%

WGS

GeneDx Holdings Corp.
Sector:Healthcare
Industry:Medical - Diagnostics & Research
Market Cap:$3.02B
Analysts Target:-21%
Analysts Rating:2.1/5
ForecastQ Daily Probabilities
53.9%
50.5%
45.3%

SY

So-Young International Inc.
Sector:Healthcare
Industry:Medical - Healthcare Information Services
Market Cap:$0.36B
Analysts Target:-70%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
43.7%
60.1%
41.1%

AOUT

American Outdoor Brands, Inc.
Sector:Consumer Cyclical
Industry:Leisure
Market Cap:$0.20B
Analysts Target:+0%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
43.7%
48.5%
30.7%

PDFS

PDF Solutions, Inc.
Sector:Technology
Industry:Software - Application
Market Cap:$1.85B
Analysts Target:+13%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
46.1%
49.5%
35.3%

CMPS

COMPASS Pathways plc
Sector:Healthcare
Industry:Biotechnology
Market Cap:$2.05B
Analysts Target:+22%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
50.7%
46.6%
47.0%

ASST

Strive, Inc.
Sector:Financial Services
Industry:Asset Management
Market Cap:$3.01B
Analysts Target:+10%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
46.9%
69.7%
61.0%

RCEL

Avita Medical Inc.
Sector:Healthcare
Industry:Medical - Devices
Market Cap:$0.27B
Analysts Target:+0%
Analysts Rating:2.1/5
ForecastQ Daily Probabilities
46.6%
41.0%
46.6%

SHIP

Seanergy Maritime Holdings Corp.
Sector:Industrials
Industry:Marine Shipping
Market Cap:$0.39B
Analysts Target:-13%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
40.9%
33.5%
22.4%
Removed Stocks3
REMOVED

SITM

SiTime Corporation
Sector:Technology
Industry:Semiconductors
Market Cap:$16.21B
Analysts Target:+22%
Analysts Rating:2.0/5
ForecastQ Daily Probabilities
42.2%
44.5%
36.6%
REMOVED

IOVA

Iovance Biotherapeutics, Inc.
Sector:Healthcare
Industry:Biotechnology
Market Cap:$4.58B
Analysts Target:-20%
Analysts Rating:2.2/5
ForecastQ Daily Probabilities
47.3%
67.3%
47.7%
REMOVED

CMCO

Columbus McKinnon Corporation
Sector:Industrials
Industry:Industrial - Machinery
Market Cap:$0.45B
Analysts Target:+7%
Analysts Rating:2.1/5
ForecastQ Daily Probabilities
32.8%
37.5%
19.6%

Recent News & Events

PDFSPOSITIVEOct 15, 2026
Corporate Event

Upcoming CONNECT 2026 Event

The company will host its CONNECT 2026 event in San Francisco on October 15–16, 2026. This event is expected to feature public demonstrations of the newly announced Exensio Aurora technology, serving as a potential catalyst for investor interest.

PDF Solutions Press Release
OABIPOSITIVEOct 6, 2026
Investor Conference

OmniAb Investor & Analyst Day

OmniAb will host an Investor & Analyst Day at its headquarters in Emeryville, California. The event will feature presentations from the executive leadership team covering corporate updates, partner programs, the xPloration platform, and technology innovations, followed by a Q&A session and laboratory tours.

Business Wire
CBLLPOSITIVEOct 1, 2026
Regulatory Filing

NTAP Reimbursement for Delirium Monitor Effective October 1

The Centers for Medicare & Medicaid Services (CMS) has granted a New Technology Add-on Payment (NTAP) of up to $2,171 per eligible Medicare inpatient case for the Ceribell Delirium Monitor System. This reimbursement, effective October 1, 2026, is expected to drive adoption and revenue growth for the company's delirium monitoring solution.

StockTitan
TKNONEUTRALSep 29, 2026
Conference Presentation

5th Annual ROTH Healthcare Opportunities Conference

Alpha Teknova is scheduled to participate in the 5th Annual ROTH Healthcare Opportunities Conference on September 29, 2026. Such events often provide a platform for management to update investors on business progress and strategic initiatives.

Alpha Teknova Investor Relations
CMPSNEUTRALSep 25, 2026
Clinical Trial Results

COMP360 Phase 3 Topline Data Anticipation

The company is approaching the expected readout for its Phase 3 clinical trial of COMP360 psilocybin treatment for treatment-resistant depression. As this is the primary value driver for the company, the market is highly sensitive to the timing and outcome of these results, which are expected in the near term.

Compass Pathways Investor Relations
SHIPPOSITIVESep 25, 2026
Dividend Payment

Quarterly Dividend Ex-Date and Payment

Seanergy Maritime declared a quarterly dividend of $0.35 per share, with an ex-dividend date of September 25, 2026, and a payment date of October 9, 2026. This represents a significant increase from the previous $0.20 dividend, reflecting strong cash generation and a commitment to shareholder returns.

MarketBeat
WGSNEGATIVESep 23, 2026
Regulatory Filing

Proposed 2027 Medicare Lab Rate Cuts

Investors are reacting to a proposed 2027 Medicare lab rate update that could reduce reimbursement by up to 15% for several key tests. This potential regulatory change threatens future revenue and margins, contributing to recent stock price volatility and downward pressure.

TipRanks
AOUTPOSITIVESep 22, 2026
Analyst Upgrade

American Outdoor Brands Upgraded to Zacks Rank

American Outdoor Brands was upgraded to a Zacks Rank

Zacks
ASSTPOSITIVESep 22, 2026
Analyst Upgrade

B. Riley Raises Strive Price Target to $33

B. Riley Securities increased its price target for Strive from $26 to $33 while maintaining a Buy rating. This analyst action reflects growing institutional confidence in the company's Bitcoin treasury model and its positioning as a beneficiary of potential regulatory shifts.

MarketBeat
CBLLPOSITIVESep 21, 2026
Analyst Rating

BTIG Reiterates Buy Rating and $30 Price Target

Following investor meetings with management, BTIG reiterated a Buy rating and $30 price target for CBLL. The firm highlighted confidence in the company's growth drivers, including the Veterans Affairs expansion and the upcoming delirium launch, as well as a strong gross margin profile.

Investing.com
ASSTPOSITIVESep 18, 2026
Corporate Filing

Disclosure of Additional Bitcoin Purchase

Strive disclosed the purchase of 1,355 Bitcoin for approximately $107.7 million, bringing its total treasury holdings to 26,355 BTC. This ongoing accumulation strategy is a primary driver of the stock's performance and market narrative as a high-beta Bitcoin proxy.

Strive.com
ASSTPOSITIVESep 18, 2026
Product Launch

Launch of 2x Leveraged ETF (ASSX)

REX Shares and Tuttle Capital launched the ASSX ETF, which provides 2x leveraged exposure to Strive's daily performance. The introduction of this financial product has increased trading interest and volatility in ASST shares by deepening market exposure.

Business Wire
RCELPOSITIVESep 18, 2026
Analyst Rating

Strong Buy Consensus and Price Target Revisions

Following the company's Q2 2026 earnings report and raised revenue guidance, multiple analysts have maintained or reiterated "Strong Buy" ratings. The consensus reflects optimism regarding the company's growth trajectory and progress toward profitability.

Public.com
TKNOPOSITIVESep 17, 2026
Analyst Coverage Initiation

Jefferies Initiates Coverage with Buy Rating

Jefferies initiated coverage of Alpha Teknova on September 17, 2026, with a Buy recommendation. This analyst action serves as a positive signal for institutional investor sentiment.

Nasdaq
RCELPOSITIVESep 16, 2026
Investor Conference

Participation in Morgan Stanley Healthcare Conference

Senior management participated in the Morgan Stanley 24th Annual Global Healthcare Conference on September 16, 2026, including a fireside chat. This event provided a platform for management to discuss commercial momentum and the company's path to cash flow breakeven, reinforcing positive investor sentiment.

Avita Medical Press Release
TKNOPOSITIVESep 16, 2026
Product Launch

Launch of Fill-Tek Dispensing System

Alpha Teknova introduced the Fill-Tek Dispensing System on September 16, 2026, a proprietary technology for single-use bag filling. The system is designed to improve manufacturing flexibility and efficiency, potentially enhancing the company's competitive position in the biopharmaceutical reagent market.

Alpha Teknova Press Release
CBLLNEUTRALSep 15, 2026
Insider Sale

Executive Insider Selling Under Rule 10b5-1 Plans

Multiple executives, including the CEO and CFO, reported selling shares of common stock in mid-September 2026. These transactions were executed pursuant to pre-arranged Rule 10b5-1 trading plans, which are typically used to sell shares systematically rather than based on non-public information.

StockTitan
PDFSPOSITIVESep 9, 2026
Product Announcement

Launch of Exensio Aurora Analytics Platform

PDF Solutions unveiled Exensio Aurora, a new analytics architecture designed for petabyte-scale semiconductor manufacturing data and agentic AI. The platform is entering a beta release phase in September 2026, with public demonstrations scheduled for the company's CONNECT 2026 event in October.

PDF Solutions Press Release
ETONPOSITIVESep 1, 2026
Product Launch

Commercial Launch of IMPAVIDO

Eton Pharmaceuticals is scheduled to begin commercialization of the FDA-approved orphan drug IMPAVIDO in September 2026. This launch is a key component of the company's 2026 growth strategy and revenue expansion.

Eton Pharmaceuticals Press Release
ETONNEGATIVEAug 31, 2026
Insider Sale

Significant Insider Selling Activity

Recent SEC filings indicate substantial selling of company shares by insiders, including the CEO, throughout August 2026. Such high-volume selling by management can sometimes signal a lack of confidence in further short-term upside or profit-taking after a significant stock rally.

Benzinga

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